Becoming a SEBI Registered Research Analyst (RA) in India is an important step for professionals who want to provide legally compliant investment research and recommendations. If you are wondering how to become a SEBI registered research analyst, the process begins with meeting the eligibility criteria prescribed under the SEBI Research Analyst Regulations. Applicants must have the required educational qualifications, relevant experience, and meet the net worth requirements set by SEBI.
A key requirement is clearing the SEBI Registered Research Analyst exam, conducted by NISM. Candidates must pass the NISM Series XV – Research Analyst Certification to demonstrate their understanding of securities markets, valuation techniques, and ethical research practices. Once the exam is cleared, applicants must submit documents such as identity proof, educational certificates, net worth statements, and compliance declarations.
The step-by-step registration process includes online application filing, payment of SEBI registration fees, verification of documents, and approval from SEBI. Understanding the benefits of a SEBI registered research analyst is crucial—registration builds credibility, ensures regulatory protection, enables lawful advisory services, and enhances client trust. By complying with SEBI regulations, research analysts can establish a transparent, professional, and sustainable practice in India’s financial markets.
